Proposed policy: Disclosure of Financial Interest in Private Sponsors of Research

To: UC Santa Cruz Community

From: Scott Brandt, Vice Chancellor for Research, and Grace McClintock, Assistant Vice Provost, Academic Personnel

The Office of the President invites comments on a proposed new Presidential Policy on Disclosure of Financial Interests and Management of Conflicts of Interest in Private Sponsors of Research and proposed related revisions to APM - 028, Disclosure of Financial Interest in Private Sponsors of Research.

This new Policy provides the core parameters for continued compliance with the regulations issued by the Fair Political Practices Commission (FPPC). Effective July 22, 2015, the FPPC revised its regulations that affect the review of Statements of Economic Interests for Principal Investigators (also known as the Form 700-U). The University will continue its long-standing practice of performing a substantive review of Forms 700-U. However, this new Policy will provide the UC campuses, Lawrence Berkeley National Laboratory, and the Division of Agriculture and Natural Resources greater control over their local processes in reviewing the Forms 700-U. The proposed new Presidential Policy will govern continued compliance with FPPC regulations and review of Forms 700-U for all University employees, while revised APM - 028 will maintain additional important principles guiding the conduct of sponsored research for all academic appointees.

The proposed new Presidential Policy on Disclosure of Financial Interests and Management of Conflicts of Interest in Private Sponsors of Research and the proposed revised APM - 028, Disclosure of Financial Interest in Private Sponsors of Research, are available online.

Those who wish to provide feedback during this systemwide review must submit their comments to the UC Santa Cruz Policy Coordination Office by Friday, June 22, 2018, at pco@ucsc.edu.